Thomas Joseph Gardner

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 09/2020
  Securian Financial Services Inc
  St Paul, MN
• 04/2013 → 09/2020
  Martin Financial Group
  Dallas, TX
• 04/2013 → 09/2020
  Minnesota Life Insurance Co
  St Paul, MN
• 09/2020 → 04/2024
  Fidelity Investments
  Westlake, TX
• 05/2024 → Present
  Ameriprise Financial Services, Llc
  Fort Worth, TX

Previous Registrations

• 2020-11-21 → 2024-04-04
  Fidelity Personal And Workplace Advisors
  Westlake, TX
• 2013-06-12 → 2020-09-18
  Securian Financial Services, Inc.
  Dallas, TX

Other Businesses

Real Estate Ownership; Multi-Family; 112 Aspen Meadows Rd, Unit 33, , Driggs, ID, 83422; Not Investment-Related; 09/01/2025. Outside Employment; Clearfork Wealth Management, LLC; My position is a Financial Advisor. I am part of the advice team for the firm's book of business.; Manage advisory business; 5600 Clearfork Main Street, Suite 460, Fort Worth, TX, 76109; Investment-Related; 05/06/2024; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2013-06-04

Other Names

• Thomas Joseph Gardner
• Tom Gardner
• Thomas Gardner
• Thomas J Gardner