Troy Robert Bangs

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Lake Travis Insurance
  Lakeway, TX
• 01/2015 → 03/2017
  Metlife Securities Inc.
  Austin, TX
• 07/2016 → 03/2017
  Massachusetts Mutual Life Insurance Company
  Sprinfield, MA
• 03/2017 → Present
  Lpl Financial, Llc
  Lakeway, TX

Previous Registrations

• 2015-01-02 → 2017-03-28
  Msi Financial Services, Inc.
  Austin, TX
  Springfield, MA
• 2013-06-12 → 2015-01-02
  New England Securities
  Austin, TX

Other Businesses

1. 03/24/2017 - LAKE TRAVIS INSURANCE AND FINANCIAL SERVICES, INC/ INSURANCE AGENCY/ 25%/ LAKEWAY, TX 2. 03/24/2017 - LAKE TRAVIS INSURANCE AND FINANCIAL SERVICES, INC/ PROPERTY AND CASUALTY/ 25%/ LAKEWAY, TX 3. 03/24/2017 - LAKE TRAVIS INSURANCE AND FINANCIAL SERVICES, INC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 25%/ LAKEWAY, TX 4. 04/05/2019 - No business name - Not investment related - 113 Cold Water Lane Lakeway, TX 78734 - Real Estate Rental - start date:02/01/2019 - 4 hrs/mo - 0 hrs during trading - Airstream Interstate Class B RV Rental.

Exams

• S66 Uniform Combined State Law Examination
  2013-05-02

Other Names

• Troy Bangs