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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2021-03-26 |
| TX | RA | APPROVED | 2021-03-26 |
Branch Locations
1200 W Commercial St, Ozark, AR 72949 • United States
360 Kingsley Park Dr Ste 100, Fort Mill, SC 29715 • United States
310 W. Commercial St., Ozark, AR 72949 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 05/2000 | 02/2021 |
| Unemployed | Ozark | AR | 02/2021 | 03/2021 |
| Lpl Financial Llc | Ozark | AR | 03/2021 | Present |
1) 03/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - WEALTH MANAGEMENT OF THE OZARKS - 100% - INVESTMENT RELATED - OZARK, AR 72949 2) 03/2021 - CO-OP - ARKANSAS VALLEY ELECTRIC COOPERATIVE - 0HRS/MO NOT - INVESTMENT RELATED - OZARK, AR 72949 3) 10/1993 - OTHER - WHITE ROSE FARMS - 32HRS/MO 0HRS DURING TRADING - NOT INVESTMENT RELATED - OZARK, AR 72949 4) 07/2016 - CO-OP - FARM CREDIT SERVICES OF WESTERN ARKANSAS - NOT INVESTMENT RELATED - RUSSELVILLE, AR 72801 5) 08/2002 - REAL ESTATE RENTAL - T F WHITE JR LIVING TRUST - 0HRS/MO - INVESTMENT RELATED - OZARK, AR 72949
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-26 |
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