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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2021-03-26
TX RA APPROVED 2021-03-26
  • AR RA
    APPROVED
    Since 2021-03-26
  • TX RA
    APPROVED
    Since 2021-03-26

Branch Locations

1200 W Commercial St, Ozark, AR 72949 • United States

360 Kingsley Park Dr Ste 100, Fort Mill, SC 29715 • United States

310 W. Commercial St., Ozark, AR 72949 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 05/2000 02/2021
Unemployed Ozark AR 02/2021 03/2021
Lpl Financial Llc Ozark AR 03/2021 Present
Previous Registrations
Other Businesses

1) 03/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - WEALTH MANAGEMENT OF THE OZARKS - 100% - INVESTMENT RELATED - OZARK, AR 72949 2) 03/2021 - CO-OP - ARKANSAS VALLEY ELECTRIC COOPERATIVE - 0HRS/MO NOT - INVESTMENT RELATED - OZARK, AR 72949 3) 10/1993 - OTHER - WHITE ROSE FARMS - 32HRS/MO 0HRS DURING TRADING - NOT INVESTMENT RELATED - OZARK, AR 72949 4) 07/2016 - CO-OP - FARM CREDIT SERVICES OF WESTERN ARKANSAS - NOT INVESTMENT RELATED - RUSSELVILLE, AR 72801 5) 08/2002 - REAL ESTATE RENTAL - T F WHITE JR LIVING TRUST - 0HRS/MO - INVESTMENT RELATED - OZARK, AR 72949

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-26
S63 Uniform Securities Agent State Law Examination 2000-07-26
  • S66 Uniform Combined State Law Examination
    2007-01-26
  • S63 Uniform Securities Agent State Law Examination
    2000-07-26
Other Names
  • Thomas Frederick White

View on SEC IAPD

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