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Stuart Joseph Swalls

Edward Jones

Watseka, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-06-02
  • IL RA
    APPROVED
    Since 2017-06-02

Branch Locations

132 E Walnut St, Watseka, IL 60970 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merril Lynch, Pierce, Fenner & Smith Incorporated Champaign IL 10/2014 05/2017
Bank Of America, N.A. Champaign IL 04/2015 05/2017
Edward Jones St.LOuis MO 05/2017 Present
  • 10/2014 → 05/2017
    Merril Lynch, Pierce, Fenner & Smith Incorporated
    Champaign, IL
  • 04/2015 → 05/2017
    Bank Of America, N.A.
    Champaign, IL
  • 05/2017 → Present
    Edward Jones
    St.LOuis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-27
  • S66 Uniform Combined State Law Examination
    2015-07-27
Designations
Other Names
  • Stuart Joseph Swalls
  • Stuart Swalls

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WATSEKA, IL
EDWARD JONES · WATSEKA, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Gilman, IL
AMERIPRISE FINANCIAL SERVICES, LLC · CISSNA PARK, IL
EQUITY SERVICES, INC. · MOROCCO, IN
EDWARD JONES · HOOPESTON, IL
OSAIC INSTITUTIONS, INC. · Fowler, IN
OSAIC WEALTH, INC. · KANKAKEE, IL

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