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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-11 |
| CO | RA | APPROVED | 2015-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 10/2014 | Present |
| Charles Schwab Bank, Ssb | Lone Tree | CO | 08/2021 | Present |
Youth For Understanding USA|Investment Related:No|641 S St, NW Suite 200;Washington DC;DC;20001;USA|Nonprofit Charitable Organizations|Trustee|2018-02-08|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:1|YFU USA's Board of Trustees provide strategic and governance oversight for the organization. The Board's work is conducted through regular meetings of the whole board and through engagement on the executive, finance/audit, governance and external affairs committees.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-27 |
| S65 | Uniform Investment Adviser Law Examination | 2014-01-09 |
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