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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-06-02
TX RA APPROVED_RES 2020-07-15
CA RA APPROVED 2017-09-13
  • NJ RA
    APPROVED
    Since 2022-06-02
  • TX RA
    APPROVED_RES
    Since 2020-07-15
  • CA RA
    APPROVED
    Since 2017-09-13

Branch Locations

11830 Sebastian Way Ste 104, Rancho Cucamonga, CA 91730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Rancho Cucamonga CA 02/2012 Present
Transamerica Financial Advisors, Inc Rancho Cucamonga CA 10/2012 Present
Nationwide Student Loans Sherman Oaks CA 03/2017 05/2017
Abundant Living Family Church Rancho Cucamonga CA 01/2020 Present
Lspn Pro, Llc Lindon UT 12/2021 06/2024
Wealthwave Alpharetta GA 05/2024 Present
Furnished Finder Austin TX 09/2025 Present
Netlaw Louisville KY 04/2026 Present
  • 02/2012 → Present
    Wfgia
    Rancho Cucamonga, CA
  • 10/2012 → Present
    Transamerica Financial Advisors, Inc
    Rancho Cucamonga, CA
  • 03/2017 → 05/2017
    Nationwide Student Loans
    Sherman Oaks, CA
  • 01/2020 → Present
    Abundant Living Family Church
    Rancho Cucamonga, CA
  • 12/2021 → 06/2024
    Lspn Pro, Llc
    Lindon, UT
  • 05/2024 → Present
    Wealthwave
    Alpharetta, GA
  • 09/2025 → Present
    Furnished Finder
    Austin, TX
  • 04/2026 → Present
    Netlaw
    Louisville, KY
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Abundant Living Family Church / 0120-Present / Investment Related: No / 10900 Civic Center Drive, Rancho Cucamonga, CA 91730 / Nursery Volunteer/ Church ??" Saving souls / Hrs Work Monthly: 4 / Sec Trading Hrs: 4 / I volunteer 2x a month with the babies so the parents can attend service WEALTHWAVE \ POSITION: N/A NATURE: Marketing INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 6 START DATE: 05/01/2024 ADDRESS: 3030 Royal Blvd S Ste 200, Alpharetta GA 30022 \ DESCRIPTION: Wealthwave FURNISHED FINDER POSITION: landlord NATURE: Matching tenants with landlords INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: PO Box 30374, Austin TX 78755, United States DESCRIPTION: I am hoping to rent out a room in my house. This organization facilitates matching potential tenants with landlords. NETLAW POSITION: Independent Contract NATURE: NetLaw is an online estate planning service. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/27/2026 ADDRESS: 12910 Shelbyville Road, Louisville KY 40243, United States DESCRIPTION: I will refer clients who do not have an attorney and need estate planning services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-08
S63 Uniform Securities Agent State Law Examination 2012-10-22
  • S65 Uniform Investment Adviser Law Examination
    2017-08-08
  • S63 Uniform Securities Agent State Law Examination
    2012-10-22
Other Names
  • Ruth Clarice Royer

View on SEC IAPD

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