Peter Moises Rivas

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 08/2017
  Edward Jones
  St. Louis, MO
• 08/2017 → 11/2023
  Fsc Securities Corp
  Atlanta, GA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Newport Beach, CA

Previous Registrations

• 2017-08-31 → 2023-11-03
  Fsc Securities Corporation
  Newport Beach, CA
  Newport Beach, CA
• 2013-03-05 → 2017-09-05
  Edward Jones
  San Clemente, CA
  Fountain Valley, CA
  St Louis, MO

Other Businesses

1) LINKS PLAYERS INTERNATIONAL POSITION: Board Member NATURE: 501(c)(3) non profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 755 N. Peach, Ste. E11, Clovis CA 93611, United States DESCRIPTION: Attend 4 board meeting per year, provide strategic and tactical input on direction of the organization 2) KINDRED FINANCIAL GROUP POSITION: Director/Owner NATURE: S-Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 8812 Gallant Drive, Huntington Beach CA 92646, United States DESCRIPTION: Assign 1099 Income from FSC to this entity. This entity is DBA Kinsman Wealth as filed with the State and County. 3) CITY OF HUNTINGTON BEACH POSITION: Commissioner NATURE: This is a municipality. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 19021 Huntington Street, Huntington Beach CA 92646, United States DESCRIPTION: My role is to advise City Council on and related to Public Works projects and the impact on the city and its budget. 4) KINSMAN WEALTH POSITION: Wealth Manager NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 09/25/2023 ADDRESS: 17 Corporate Plaza Drive, Ste. 210, Newport Beach CA 92660, United States DESCRIPTION: Present Insurance and protection solutions as part of a comprehensive financial planning approach. 5) KINSMAN WEALTH POSITION: Wealth Manager NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/25/2023 ADDRESS: 17 Corporate Plaza Drive, STE 210, Newport Beach CA 92660, United States DESCRIPTION: Investment advice, manage/lead staff 6) JAMES R. POTOKA POSITION: 1099 Employee NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 800 Township Line Road, Suite 125, Yardley PA 19067, United States DESCRIPTION: Registered Rep under James R. Potoka

Exams

• S66 Uniform Combined State Law Examination
  2013-01-08

Designations

• Certified Financial Planner

Other Names

• Peter Rivas