Daniel David Ellis

Current Employers

Employment History

• 05/2016 → Present
  Lpl Financial, Llc
  Golden, CO
• 05/2016 → Present
  Western Wealth Management Llc
  Golden, CO

Previous Registrations

• 2016-05-04 → 2016-06-22
  Western Wealth Management Llc
  Golden, CO
• 2016-04-25 → 2016-05-04
  Spc
  Littleton, CO
  Ann Arbor, MI
• 2008-02-19 → 2016-04-15
  U.S. Bancorp Investments, Inc.
  Northglenn, CO
  Westminster, CO
  Salt Lake City, UT
  Boulder, CO
  Boulder, CO
  Broomfield, CO
  Broomfield, CO
  Louisville, CO
  Arvada, CO
  Broomfield, CO
  Longmont, CO
  Salt Lake City, UT
  Westminster, CO
  Boulder, CO
  Westminster, CO
  Thornton, CO
  Westminister, CO
  Denver, CO
  Brighton, CO
  Broomfield, CO
  Broomfield, CO
  Westminster, CO
  Thornton, CO
  Northglenn, CO
  Broomfield, CO
  Broomfield, CO
  Broomfield, CO
  Salt Lake City, UT
  Erie, CO
  Louisville, CO
  Kearns, UT
  Midvale, UT
  Provo, UT
  Salt Lake City, UT
  Salt Lake City, UT
  Sandy, UT
  West Jordan, UT
  West Valley City, UT
  Salt Lake City, UT
  Westminster, CO
  Louisville, CO
  Boulder, CO

Other Businesses

(1) 05/04/2016 * Real Estate Rental * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * 1. Co-owner with spouse 2. 655 Four Oclock Rd., Unit 202, Breckenridge, CO 80424 * START 04/01/2010 * TIME SPENT 1% (2) 05/04/2016 * Real Estate Rental * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * 1. Co-owner with spouse 2. 504 S Hall, Mesa, AZ 85204-2848 * START 05/01/2010 * TIME SPENT 0% (3) 05/04/2016 * Real Estate Rental * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * 1. Co-owner with spouse 2. 512 S Hall, Mesa, AZ 85204-2854 * START 05/01/2010 * TIME SPENT 0% (4) 05/04/2016 * DBA for LPL Business (entity for LPL business) * Western Wealth Management * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 05/03/2016 * TIME SPENT 100% (5) 05/05/2016 * Western Wealth Management. LLC * Registered Investment Advisor Hybrid * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 05/03/2016 * TIME SPENT 100% (6) 10/04/2016 * No Business Name * Non-Variable Insurance Commission Trails Only * INV REL * 11702 Perry St Westminster Co 80031 * Start 09/30/2016 * 1 Hr/Mo * Financial Advisor to service existing life insurance policy. It does not employ ind not licensed with LPL. (7) 7/5/2018 - Waterhouse Wealth Management, LLC - Not Investment Related - Address: None - Business Entity For Tax/Investment Purposes Only - Started 06/01/2018 - 0 Hours Per Month - Pass through entity for commissions and expenses. (8) 7/10/2018 - Core Progression - Not Investment Related - There is not an address location yet. - Business Owner - Co-Owner - Started 07/02/2018 - 15 Hours Per Month/1 Hours During Securities Trading. (9) 09/06/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 08/30/2022 - 1 Hours Per Month/0 Hours During Securities Trading. (10) 11/29/2023 - Flatirons Capital LLC - Inv Related - Charlevoix, MI - Real Estate Rental - Started: 10/31/2023 - 2 Hrs/Mo; 0 Hrs During Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-02-16
• S63 Uniform Securities Agent State Law Examination
  1999-03-16

Other Names

• Daniel David Ellis
• Sue Song