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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED 2020-05-21
NJ RA APPROVED 2012-12-21
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED
    Since 2020-05-21
  • NJ RA
    APPROVED
    Since 2012-12-21

Branch Locations

888 Veterans Memorial Highway Suite 300, Hauppauge, NY 11788 • United States

Saint James, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 03/2016 Present
Morgan Stanley Smith Barney Llc Hauppauge NY 03/2016 Present
  • 03/2016 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 03/2016 → Present
    Morgan Stanley Smith Barney Llc
    Hauppauge, NY
Other Businesses

* 405137 - Alber Enterprises 1 LLC; Investment related No; St. James, NY; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); July 2020; During business hours: 2; After business hours: 8; Check Signing/Funds Disbursements.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-20
  • S66 Uniform Combined State Law Examination
    2012-12-20
Designations
Other Names
  • Mark Alber

View on SEC IAPD

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