Windy Lee Fino

Current Employers

World Investment Advisors, Llc

437 Newman Springs Road, Lincroft, NJ 07738 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2018-03-26

RI RA
APPROVED

Since 2018-03-26

Branch Locations

437 Newman Springs Road, Lincroft, NJ 07738 • United States

475 Kilvert Street Suite 350, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Meridien Benefits, Inc.	Providence	RI	08/2008	Present
Pensionmark Financial Group, Llc	Santa Barbara	CA	02/2018	Present
Pensionmark Securities, Llc	Santa Barbara	CA	11/2018	Present
World Investments, Inc.	Warwick	RI	10/2025	Present

08/2008 → Present

Meridien Benefits, Inc.

Providence, RI
02/2018 → Present

Pensionmark Financial Group, Llc

Santa Barbara, CA
11/2018 → Present

Pensionmark Securities, Llc

Santa Barbara, CA
10/2025 → Present

World Investments, Inc.

Warwick, RI

Other Businesses

Meridien Benefits, Inc., Consulting/Life Insurance Marketing Position: Administrative Support / Client Operations. Address: 10 Dorrance Street, Suite 524, Providence, RI 02903. Start Date: 06/2008 Hours: 10/month. Duties: Provide operational support

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-05-25
S63	Uniform Securities Agent State Law Examination	2016-12-01

S65 Uniform Investment Adviser Law Examination

2017-05-25
S63 Uniform Securities Agent State Law Examination

2016-12-01

Other Names

Windy Lee Morrissette
Wendy Lee Morrissette

View on SEC IAPD