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Nationwide Investment Advisors, LLC CRD 142373
$16.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-05-27 |
Branch Locations
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Louisville | KY | 06/2015 | 11/2016 |
| Aig | Louisville | KY | 06/2015 | 11/2016 |
| Western Southern Life | Louisville | KY | 11/2016 | 04/2018 |
| W&S Brokerage Services | Cincinnati | OH | 12/2016 | 04/2018 |
| Axa Advisors, Llc | New York | NY | 04/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 04/2018 | 09/2020 |
| Adp Broker Dealer Inc. | Louisville | KY | 02/2021 | Present |
| Adp Llc | Louisville | KY | 02/2021 | Present |
| The Rawlings Company | Louisville | KY | 09/2020 | 02/2021 |
| Nationwide Investment Services Corporation | Columbus | OH | 05/2022 | Present |
Associated Person of ADP Strategic Plan Services LLC as a Client Service Specialist which offers investment advisory services to plan sponsors. Address: 1 ADP Boulevard Roseland, NJ 07068 United States Start Date of Relationship: 05/2021 Approximate # of Hours per month (during trading hours): 60 hours Business Nature: Financial Services Description of Duties: Associated Person of ADP Strategic Plan Services LLC as a Client Service Specialist which offers investment advisory services to plan sponsors.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-11 |
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