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Scott Dennis Howard

Nationwide Investment Advisors, LLC

Columbus, OH

CRD 6123961

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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-05-27
  • OH RA
    APPROVED
    Since 2022-05-27

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Louisville KY 06/2015 11/2016
Aig Louisville KY 06/2015 11/2016
Western Southern Life Louisville KY 11/2016 04/2018
W&S Brokerage Services Cincinnati OH 12/2016 04/2018
Axa Advisors, Llc New York NY 04/2018 06/2020
Equitable Advisors, Llc New York NY 04/2018 09/2020
Adp Broker Dealer Inc. Louisville KY 02/2021 Present
Adp Llc Louisville KY 02/2021 Present
The Rawlings Company Louisville KY 09/2020 02/2021
Nationwide Investment Services Corporation Columbus OH 05/2022 Present
  • 06/2015 → 11/2016
    Louisville, KY
  • 06/2015 → 11/2016
    Aig
    Louisville, KY
  • 11/2016 → 04/2018
    Western Southern Life
    Louisville, KY
  • 12/2016 → 04/2018
    W&S Brokerage Services
    Cincinnati, OH
  • 04/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 04/2018 → 09/2020
    New York, NY
  • 02/2021 → Present
    Adp Broker Dealer Inc.
    Louisville, KY
  • 02/2021 → Present
    Adp Llc
    Louisville, KY
  • 09/2020 → 02/2021
    The Rawlings Company
    Louisville, KY
  • 05/2022 → Present
    Nationwide Investment Services Corporation
    Columbus, OH
Previous Registrations
Other Businesses

Associated Person of ADP Strategic Plan Services LLC as a Client Service Specialist which offers investment advisory services to plan sponsors. Address: 1 ADP Boulevard Roseland, NJ 07068 United States Start Date of Relationship: 05/2021 Approximate # of Hours per month (during trading hours): 60 hours Business Nature: Financial Services Description of Duties: Associated Person of ADP Strategic Plan Services LLC as a Client Service Specialist which offers investment advisory services to plan sponsors.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-04
S63 Uniform Securities Agent State Law Examination 2013-04-11
  • S65 Uniform Investment Adviser Law Examination
    2016-04-04
  • S63 Uniform Securities Agent State Law Examination
    2013-04-11
Other Names
  • Scott D Howard
  • Scott Dennis Howard
  • Scott Howard

View on SEC IAPD

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