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Carlos A. Fullen

J.P. Morgan Securities LLC

Salinas, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-07-12
CA RA APPROVED 2017-07-11
  • TX RA
    APPROVED_RES
    Since 2017-07-12
  • CA RA
    APPROVED
    Since 2017-07-11

Branch Locations

425 Main Street, Salinas, CA 93901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Salinas CA 05/2013 05/2019
Jpmorgan Chase Bank, Na Salinas CA 06/2019 02/2020
Jp Morgan Chase Bank Salinas CA 03/2020 Present
J.P. Morgan Securities Llc Salinas CA 03/2020 Present
  • 05/2013 → 05/2019
    Jp Morgan Securities
    Salinas, CA
  • 06/2019 → 02/2020
    Jpmorgan Chase Bank, Na
    Salinas, CA
  • 03/2020 → Present
    Jp Morgan Chase Bank
    Salinas, CA
  • 03/2020 → Present
    J.P. Morgan Securities Llc
    Salinas, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-03
S63 Uniform Securities Agent State Law Examination 2012-11-29
  • S66 Uniform Combined State Law Examination
    2017-07-03
  • S63 Uniform Securities Agent State Law Examination
    2012-11-29
Other Names
  • Charlie Adrian Fullen
  • Charlie Fullen
  • Charlie A Fullen
  • Carlos Adrian Fullen

View on SEC IAPD

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PFS INVESTMENTS INC. · SALINAS, CA
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