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Janet Uyen Duong

Focus Partners Wealth, LLC

Lawndale, CA

CRD 6123801

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Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-02
  • CA RA
    APPROVED
    Since 2025-07-02

Branch Locations

Lawndale, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pinnacle Claims Management Irvine CA 05/2016 10/2018
Unemployed Gardena CA 10/2018 04/2019
Churchill Management Group Los Angeles CA 04/2019 07/2025
Focus Partners Wealth, Llc Boston MA 07/2025 Present
  • 05/2016 → 10/2018
    Pinnacle Claims Management
    Irvine, CA
  • 10/2018 → 04/2019
    Unemployed
    Gardena, CA
  • 04/2019 → 07/2025
    Churchill Management Group
    Los Angeles, CA
  • 07/2025 → Present
    Boston, MA
Previous Registrations
  • 2021-04-17 → 2025-09-23
    Churchill Management Group
    Los Angeles, CA
  • 2013-10-14 → 2014-07-11
    Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-16
S63 Uniform Securities Agent State Law Examination 2012-11-28
  • S65 Uniform Investment Adviser Law Examination
    2021-04-16
  • S63 Uniform Securities Agent State Law Examination
    2012-11-28
Other Names
  • Uyen Ha Duong
  • Janet Duong
  • Janet U Duong
  • Janet Duong

View on SEC IAPD

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