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Gregory James Karanzalis

Mariner Independent

Annapolis, MD

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Current Employers
Mariner Independent

5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-03-13
  • MD RA
    APPROVED
    Since 2024-03-13

Branch Locations

181 Harry S. Truman Parkway Suite 175, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Linthicum MD 10/2012 02/2023
Self Employed Annapolis MD 05/2007 Present
Agia Houston TX 12/2022 02/2023
Mutual Advisors, Llc. Casper WY 02/2023 03/2024
Mariner Platform Solutions Overland Park KS 03/2024 Present
Connect Wealth Annapolis MD 02/2023 Present
  • 10/2012 → 02/2023
    Linthicum, MD
  • 05/2007 → Present
    Self Employed
    Annapolis, MD
  • 12/2022 → 02/2023
    Agia
    Houston, TX
  • 02/2023 → 03/2024
    Casper, WY
  • 03/2024 → Present
    Mariner Platform Solutions
    Overland Park, KS
  • 02/2023 → Present
    Connect Wealth
    Annapolis, MD
Previous Registrations
Other Businesses

1. Watershed Title, Start Date: 07/01/2022, 1460 Ritchie Highway, Ste. 212, LLC, Private Placement, Sales Service Agreement, I have no duties, I refer business from time to time but never any of my clients, Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 2. Notary Public, Start Date: 06/2006, 204 MT Oak Pl., Annapolis, MD 21409, Individual Notary, Notary, I Notarize from time to time and I never charge for this, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 3. Heca Holdings, LLC., Start Date: 01/20/2022, 204 Mt Oak Place, Annapolis, MD 21409, LLC, Real Estate Holdings, Managing Member, This is an LLC owned by my wife and I in order to invest in Real Estate and Real Estate Investments, Investment Related, 1 Hour per month, 1 Hours per day during trading hours. 4. Connect Wealth; investment-related; Annapolis, MD; offering investment advisory services through Mariner Platform Solutions; Advisor; start date: 02/2023; 160 hrs/month during securities trading hours 5. Ash Brokerage LLC; Not investment related, Annapolis, MD, Insurance Agent, Start date: 3/22/2024, 1 hour per month, 1 hr during trading hours. Write insurance policies.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-19
  • S66 Uniform Combined State Law Examination
    2012-11-19

View on SEC IAPD

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