Dusty Robert Nichols

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 08/2017
  Wfg Investments Inc
  Dallas, TX
• 08/2017 → 03/2020
  Ameriprise Financial Services Inc
  Dallas, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Dallas, TX

Previous Registrations

• 2014-09-29 → 2017-08-04
  Wfg Advisors, Lp
  Dallas, TX

Other Businesses

Real Estate Ownership; Lot/Land; Arch Ray Condominiums , Unit 44, Fredericksburg, TX, 78624; Not Investment-Related; 06/23/2023 / Single Family; 44 Baxter Blvd, , Fredericksburg, TX, 78624; Not Investment-Related; 07/11/2025. Independent Insurance Brokering; Principal; 09/01/2014; / Banner; 09/01/2014; / MetLife; 09/01/2014; / Fidelity Securities; 09/01/2014; / Brighthouse; 09/01/2014; . Business Ownership; Ronny Dee Properties LLC; Owner; Real Estate; 44 Baxter Blvd, , Fredericksburg, TX, 78624; Not Investment-Related; 04/24/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; FWM Practice LLC; Employee; Manage advisory business; 4144 N Central Expy, Ste 538, Dallas, TX, 75204; Investment-Related; 10/12/2017; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2013-11-25

Other Names

• Dustin Nichols
• Dusty Nichols