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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-26 |
Branch Locations
140 Kendrick Street Suite C310, Needham, MA 02494 • United States
Natick, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Wellesley | MA | 01/2015 | 03/2017 |
| Mass Mutual Life Insurance Company | Needham | MA | 07/2016 | Present |
| Mml Investors Services, Llc | Needham | MA | 03/2017 | Present |
NAME: SFP WEALTH LLC INV REL: Y ADD: 140 KENDRICK STREET, BUILDING C, 3RD FLOOR EAST, NEEDHAM, MA 02494 NATURE/DUTIES: FINANCIAL ADVISOR WITHIN LLC FOR PASS THROUGH COMPENSATION POSITION: WEALTH ADVISOR START DATE: 07/01/2025 NO. HR/MO: 160 NO. HR/MO DURING SEC TRADING: 160
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-11-06 |
| S65 | Uniform Investment Adviser Law Examination | 2012-11-13 |
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