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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-26
  • TX RA
    APPROVED
    Since 2025-06-26

Branch Locations

140 Kendrick Street Suite C310, Needham, MA 02494 • United States

Natick, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Wellesley MA 01/2015 03/2017
Mass Mutual Life Insurance Company Needham MA 07/2016 Present
Mml Investors Services, Llc Needham MA 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Wellesley, MA
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Needham, MA
  • 03/2017 → Present
    Needham, MA
Previous Registrations
Other Businesses

NAME: SFP WEALTH LLC INV REL: Y ADD: 140 KENDRICK STREET, BUILDING C, 3RD FLOOR EAST, NEEDHAM, MA 02494 NATURE/DUTIES: FINANCIAL ADVISOR WITHIN LLC FOR PASS THROUGH COMPENSATION POSITION: WEALTH ADVISOR START DATE: 07/01/2025 NO. HR/MO: 160 NO. HR/MO DURING SEC TRADING: 160

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-11-06
S65 Uniform Investment Adviser Law Examination 2012-11-13
  • S63 Uniform Securities Agent State Law Examination
    2014-11-06
  • S65 Uniform Investment Adviser Law Examination
    2012-11-13
Designations
Other Names
  • Emily Marie Cluff

View on SEC IAPD

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