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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-01-26
TX RA APPROVED_RES 2019-08-30
CO RA APPROVED 2019-08-13
  • OK RA
    APPROVED
    Since 2024-01-26
  • TX RA
    APPROVED_RES
    Since 2019-08-30
  • CO RA
    APPROVED
    Since 2019-08-13

Branch Locations

Hughes Springs , TX • United States

1105 Bedford Rd, Bedford, TX 76022 • United States

13710 Struthers Road, Colorado Springs, CO 80921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Colorado Springs CO 09/2012 08/2019
Thrivent Investment Management Inc Colorado Springs CO 08/2019 Present
Thrivent Financial Appleton WI 08/2019 10/2019
Thrivent Financial Appleton WI 10/2019 Present
  • 09/2012 → 08/2019
    T. Rowe Price
    Colorado Springs, CO
  • 08/2019 → Present
    Colorado Springs, CO
  • 08/2019 → 10/2019
    Thrivent Financial
    Appleton, WI
  • 10/2019 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-25
  • S66 Uniform Combined State Law Examination
    2013-07-25
Other Names
  • Brian James Peters

View on SEC IAPD

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