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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-18
NE RA APPROVED 2013-12-10
  • TX RA
    APPROVED_RES
    Since 2020-06-18
  • NE RA
    APPROVED
    Since 2013-12-10

Branch Locations

1406 Veterans Dr, Elkhorn, NE 68022 • United States

11602 W Center Rd, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Elkhorn NE 12/2012 Present
Thrivent Financial Appleton WI 04/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-09
S63 Uniform Securities Agent State Law Examination 2013-02-08
  • S66 Uniform Combined State Law Examination
    2013-12-09
  • S63 Uniform Securities Agent State Law Examination
    2013-02-08
Other Names
  • Amy Lee Puls

View on SEC IAPD

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