Lucy Goins Blough

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 06/2018
  Matrix Wealth Advisors, Inc.
  Charlotte, NC
• 07/2018 → 05/2019
  Modera Wealth Management
  Charlotte, NC
• 05/2019 → 04/2021
  John K. Mcgill & Company, Inc.
  Charlotte, NC
• 05/2021 → 11/2022
  Facet Wealth
  Charlotte, NC
• 11/2022 → Present
  The Vanguard Group, Inc.
  Charlotte, NC

Previous Registrations

• 2021-07-01 → 2022-11-14
  Facet
  West Palm Beach, FL
  Charlotte, NC
• 2018-07-02 → 2019-05-07
  Modera Wealth Management, Llc
  Charlotte, NC
• 2013-09-07 → 2018-07-02
  Matrix Wealth Advisors, Inc.
  Monroe, NC

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-03-03
• S65 Uniform Investment Adviser Law Examination
  2013-09-07

Designations

• Certified Financial Planner

Other Names

• Lucy Lee Goins
• Lucy L Goins
• Lucy Goins Blough
• Lucy Blough