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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-02-19
  • MI RA
    APPROVED
    Since 2020-02-19

Branch Locations

1600 Town Commons Dr Ste 104, Howell, MI 48855 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bloomfield Hills MI 09/2012 03/2020
Ameriprise Financial Services, Llc Howell MI 03/2020 Present
Previous Registrations
Other Businesses

Outside Employment; Detroit Compliance Group; RP Delegate - Supervision of advisors in the OSJ.; Legal entity established by the franchisee to support supervisory services provided by the OSJ.; 1600 Town Commons Dr., Ste. 104, , Howell, MI, 48855; Investment-Related; 07/27/2020; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-30
  • S66 Uniform Combined State Law Examination
    2013-12-30

View on SEC IAPD

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