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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-11-12 |
| NM | RA | APPROVED | 2023-12-07 |
| KS | RA | APPROVED | 2023-10-24 |
| PR | RA | APPROVED | 2023-06-02 |
| DC | RA | APPROVED | 2023-03-13 |
| MS | RA | APPROVED | 2022-07-28 |
| KY | RA | APPROVED | 2022-02-01 |
| NH | RA | APPROVED | 2021-04-27 |
| NY | RA | APPROVED | 2021-04-16 |
| RI | RA | APPROVED | 2020-08-04 |
| AK | RA | APPROVED | 2020-03-27 |
| WY | RA | APPROVED | 2019-06-30 |
| WI | RA | APPROVED | 2019-05-15 |
| MT | RA | APPROVED | 2019-03-04 |
| ID | RA | APPROVED | 2019-02-22 |
| NE | RA | APPROVED | 2018-10-03 |
| MN | RA | APPROVED | 2018-06-07 |
| UT | RA | APPROVED | 2018-04-02 |
| LA | RA | APPROVED | 2018-03-02 |
| IN | RA | APPROVED | 2018-02-20 |
| OR | RA | APPROVED | 2018-01-08 |
| HI | RA | APPROVED | 2017-12-26 |
| MD | RA | APPROVED | 2017-12-13 |
| DE | RA | APPROVED | 2017-12-06 |
| OK | RA | APPROVED | 2017-12-06 |
| AZ | RA | APPROVED | 2017-12-05 |
| ME | RA | APPROVED | 2017-12-05 |
| VT | RA | APPROVED | 2017-12-05 |
| AL | RA | APPROVED | 2017-12-04 |
| OH | RA | APPROVED | 2017-12-04 |
| VA | RA | APPROVED | 2017-12-04 |
| WV | RA | APPROVED | 2017-10-11 |
| MI | RA | APPROVED | 2017-07-27 |
| GA | RA | APPROVED | 2017-05-18 |
| MO | RA | APPROVED | 2017-03-22 |
| AR | RA | APPROVED | 2017-01-13 |
| PA | RA | APPROVED | 2016-11-02 |
| ND | RA | APPROVED | 2016-10-22 |
| CT | RA | APPROVED | 2015-09-08 |
| FL | RA | APPROVED | 2015-03-12 |
| SC | RA | APPROVED | 2015-03-11 |
| NC | RA | APPROVED | 2015-01-08 |
| MA | RA | APPROVED | 2014-10-06 |
| IL | RA | APPROVED | 2014-09-10 |
| CO | RA | APPROVED | 2014-08-25 |
| IA | RA | APPROVED | 2014-08-11 |
| WA | RA | APPROVED | 2014-07-17 |
| NV | RA | APPROVED | 2014-06-25 |
| CA | RA | APPROVED | 2014-01-23 |
| TX | RA | APPROVED | 2014-01-23 |
| NJ | RA | APPROVED | 2013-09-10 |
Branch Locations
25B Vreeland Road Suite 300, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Roseland | NJ | 06/2014 | 01/2025 |
| Guardian Life Insurance Company | Roseland | NJ | 06/2014 | 01/2025 |
| Guardian Life Insurance Company | Florham | NJ | 01/2025 | Present |
| Park Avenue Securities | Florham | NJ | 01/2025 | Present |
1) Insurance-Innovative Underwriters and Crump, Lion street, Peterson group to fill all of my clients insurance needs, Start: 12/01/2012, Address: 103 Eisenhower Roseland NJ, 10 bus hrs per month, Investment related, 2) NS Private Client Group LLC-Owner, Passthrough Commissions from Park Avenue Securities, Start: 01/01/2022, Address: 103 Eisenhower Parkway, Suite 308, Roseland, NJ 07068, 160 total hours per month; 160 during securities trading hours, Investment related, More than 10% annual compensation, 3) Private Client Insurance Services LLC-owner To cross sale Insurance services, Start: 01/01/2022, Address: 103 Eisenhower Parkway, Suite 308, Roseland, NJ 07068, 35 total hours per month; 35 during securities trading hours, Investment related, More than 10% annual compensation, 4) Bank Referral Fees, Signed agreement with a bank to collect referral fees for introductions for real estate financing. Start: 10/20/24, Address: 103 Eisenhower Pkwy, Suite 308, Roseland, NJ 07068, 2 total hours per month, 2 during securities trading hours, Less than 10% annual compensation, Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-21 |
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