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Voya Financial Advisors, Inc. CRD 2882
$3.87B regulatory AUM 120 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-08-22 |
Branch Locations
Traverse City, MI • United States
Ankeny, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corp | Columbus | OH | 09/2012 | 08/2022 |
| Voya Financial Advisors | Windsor | CT | 08/2022 | Present |
TRAVERSE CITY CURLING CLUB POSITION: Board of Directors NATURE: The Traverse City Curling Club is a local sports and recreation 501(c)(3) non-profit club to promote and grow the sport of curling in the Traverse Cit region. The club is governed by a Board of Directors which I have been asked to serve on to help shape and guide the club into the future. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/03/2024 ADDRESS: 1712 S Garfield Ave, Traverse City MI 49686, United States DESCRIPTION: Attend monthly board meetings, set policy for the club, vote on the general direction of the club, etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-30 |
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