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Current Employers
Sterling Capital Management Llc

4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-01-13
  • NC RA
    APPROVED
    Since 2016-01-13

Branch Locations

4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterling Capital Management Llc St Pete Beach FL 12/2015 Present
Sterling Capital Distributors, Llc St Pete Beach FL 01/2016 Present
Previous Registrations
Other Businesses

Sterling Capital Management LLC; St Pete Beach, FL; Investment Related; Regional Consultant-West/Director; began 12/2015; 160 hours per month; 150 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-27
  • S66 Uniform Combined State Law Examination
    2013-08-27
Other Names
  • James Atkins
  • James S. Atkins
  • James Atkins

View on SEC IAPD

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