Frank L Grippo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 08/2022
  J.P.MOrgan Chase Bank
  Riverhead, NY
• 10/2012 → 08/2022
  Jp Morgan Securites Llc
  Riverhead, NY
• 08/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Southampton, NY
• 11/2022 → Present
  Bank Of America N.A.
  Southampton, NY

Other Businesses

I*: 2389324 Entity Type: For Profit Name of OBA: FLG Digital Enterprises LLC Address: Manorville, NY 11949 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 03/24/2025 Number of Hours: 6 hrs wkly Number of Hours during trading: 0 Duties: Digital marketing and sales of physical products purchased through self discovered wholesale distributers. Item will be sold through Amazon, Ebay

Exams

• S66 Uniform Combined State Law Examination
  2023-02-21
• S63 Uniform Securities Agent State Law Examination
  2012-12-05

Other Names

• Frank L Grippo
• Frank Grippo
• Frank Louis Grippo
• Frank Louis Grippo