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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-17 |
| NJ | RA | APPROVED | 2017-10-02 |
Branch Locations
Citi Wealth Management, Supervision 153 E. 53Rd Street, Fl 25, New York, NY 10022 • United States
Citi Wealth Management, Supervision 201 S. Biscayne Blvd. 6Th Fl, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | New York City | NY | 02/2014 | 08/2017 |
| Charles Schwab Bank | New York City | NY | 02/2014 | 08/2017 |
| Citigroup | New York | NY | 08/2017 | Present |
Luxottica/Sunglass Hut; Not investment-related; New York, NY; Affiliation started 05/01/2018; Title: Associate; Duties: Sales associate; No time is devoted to the business each month during securities trading hours; 40 hours are devoted to the business each month outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-13 |
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