Chance Joseph Leiseth

Employer firm

Empirical Wealth Management CRD 152622

$8.43B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 09/2021
  Fidelity Investments
  Flower Mound, TX
• 07/2018 → 09/2021
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 10/2021 → Present
  Empirical Wealth Management
  San Francisco, CA

Previous Registrations

• 2018-07-13 → 2021-09-15
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2014-06-26 → 2018-07-13
  Strategic Advisers Llc
  Walnut Creek, CA
  Berkeley, CA

Other Businesses

Name of other business: Empirical Insurance, LLC. Is business investment-related: Yes. Address of other business: 1420 Fifth Ave., Suite 3150, Seattle, WA 98101. Nature of other business: Insurance planning services. Position/title/relationship: Affiliated Insurance Producer. Start date of relationship: 02/2022. Approximate number of hours/month devoted to other business: 1 hour. Number of hours devoted to the other business during securities trading hours: 1 hour. Duties related to other business: Recommend insurance products designed to address the life, disability, and long-term care insurance needs of clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-05-20
• S63 Uniform Securities Agent State Law Examination
  2012-12-20

Designations

• Certified Financial Planner