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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-01-03 |
| MO | RA | APPROVED | 2010-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Frontenac | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Frontenac | MO | 11/2016 | Present |
THE PRODIGAL SONS; INV RELATED; ST LOUIS, MO; INVESTMENT CLUB; START: 9/2013; 0 HR/MO; 0 DURING TRADING. TIMESHARE POINTS RENTAL PROPERTY, INVT RELATED, BUENA VISTA, FL, 100% OWNERSHIP, START DATE 5/2/2024, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF TIMESHARE POINTS THAT ARE RENTED OUT WHEN NOT USED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-28 |
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