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Nicholas Ryan Dale

Wells Fargo Clearing Services, LLC

Fort Oglethorpe, GA

Cumming, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-11-15
  • GA RA
    APPROVED
    Since 2024-11-15

Branch Locations

739 Battlefield Pkwy, Fort Oglethorpe, GA 30742 • United States

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Flushing MI 07/2015 07/2016
Jpmorgan Chase Bank Flushing MI 07/2015 07/2016
Ameriprise Financial Services, Inc. Chattanooga TN 07/2016 12/2019
Wells Fargo Clearing Services, Llc Fort Oglethorpe GA 11/2024 Present
Wells Fargo Bank, Na Fort Oglethorpe GA 10/2024 Present
Charles Schwab Bank Chattanooga TN 12/2019 09/2024
Charles Schwab & Co., Inc. Chattanooga TN 12/2019 09/2024
  • 07/2015 → 07/2016
    Jpmorgan Securities Llc
    Flushing, MI
  • 07/2015 → 07/2016
    Jpmorgan Chase Bank
    Flushing, MI
  • 07/2016 → 12/2019
    Ameriprise Financial Services, Inc.
    Chattanooga, TN
  • 11/2024 → Present
    Wells Fargo Clearing Services, Llc
    Fort Oglethorpe, GA
  • 10/2024 → Present
    Wells Fargo Bank, Na
    Fort Oglethorpe, GA
  • 12/2019 → 09/2024
    Charles Schwab Bank
    Chattanooga, TN
  • 12/2019 → 09/2024
    Charles Schwab & Co., Inc.
    Chattanooga, TN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-22
S63 Uniform Securities Agent State Law Examination 2013-02-20
  • S65 Uniform Investment Adviser Law Examination
    2013-03-22
  • S63 Uniform Securities Agent State Law Examination
    2013-02-20
Other Names
  • Nicholas Dale
  • Nicholas Ryan Dale
  • Nick Dale

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EQUITABLE ADVISORS, LLC

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Jonathan Godert VanderHart
Robert Justin Robinson
KEVIN ALLEN LAMAN
SCOTT BRADFORD CREEL
BRADY WAYNE CREEL
RONALD EDWARD MC KELVY

Other Offices

EDWARD JONES · FORT OGLETHORPE, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · East Ridge, TN
LATTICE WEALTH ADVISORS · CHATTANOOGA, TN
OSAIC WEALTH, INC. · CHATTANOOGA, TN
AMERIPRISE FINANCIAL SERVICES, LLC · RINGGOLD, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ringgold, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Chatanooga, TN
AMERIPRISE FINANCIAL SERVICES, LLC · Chattanooga, TN

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