Kathy S Dyer

Current Employers

Employment History

• 09/2012 → 05/2017
  First Allied Securities
  Sarasota, FL
• 11/2016 → 05/2017
  First Allied Advisory Services, Inc.
  Sarasota, FL
• 05/2018 → 09/2018
  Columbus Macro
  Nokomis, FL
• 06/2017 → 04/2018
  N/A
  Sarasota, FL
• 09/2018 → 12/2020
  Ironview Capital Management Llc
  King Of Prussia, PA
• 04/2022 → 01/2025
  Morgan Stanley
  Sarasota, FL
• 01/2021 → 03/2022
  Self Employed
  Nokomis, FL
• 10/2022 → 01/2025
  Morgan Stanley Private Bank, N.A
  New York, NY
• 01/2025 → Present
  Rockefeller Financial Llc
  Nokomis, FL
• 01/2025 → Present
  Rockefeller Capital Management
  Nokomis, FL
• 10/2022 → 01/2025
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2022-04-26 → 2025-02-06
  Morgan Stanley
  Sarasota, FL
• 2018-10-08 → 2020-12-22
  Ironview Capital Management, Llc
  Conshohocken, PA
  Nokomis, FL
• 2018-05-16 → 2018-10-08
  Columbus Macro, Llc
  Nokomis, FL
• 2016-11-23 → 2017-05-31
  First Allied Advisory Services, Inc.
  Sarasota, FL

Other Businesses

Michael Dyer and Kathy Dyer own a limited partnership interest of 11 1/2% in Clark Station Retail Sarasota LLLP (land development), a Florida limited liability limited partnership which owns 30% equity interest in Clark Station Hotel LLC, a Florida limited liability company which owns the hotel, Comfort Suites. Total amount invested by Michael and Kathy Dyer is $573,000. No compensation. Time spent approx. 1 hour per year Clark Station Retail Sarasota LLLP 5114 Station Way Sarasota, FL 34233

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-10-17
• S65 Uniform Investment Adviser Law Examination
  2016-11-05

Other Names

• Kathy Sue Smith