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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Las Vegas | NV | 09/2015 | 10/2019 |
| H.D. Vest Advisory Services, Inc. | Las Vegas | NV | 09/2015 | 09/2016 |
| Hd Vest Insurance Agency, Inc | Las Vegas | NV | 09/2015 | 10/2019 |
| H.D. Vest Advisory Services, Inc. | Las Vegas | NV | 11/2016 | 10/2019 |
| Edward Jones | Las Vegas | NV | 10/2019 | 11/2019 |
| Waddell & Reed | Las Vegas | NV | 12/2019 | 07/2021 |
| Lpl Financial Llc | Las Vegas | NV | 07/2021 | 01/2024 |
| Waddell & Reed Insurance Agency | Las Vegas | NV | 12/2019 | 07/2021 |
| Avantax Investment Services Inc. | Boulder City | NV | 01/2024 | 09/2025 |
| Avantax Insurance Agency, Llc | Boulder City | NV | 01/2024 | 09/2025 |
| Avantax Advisory Services | Boulder City | NV | 01/2024 | 09/2025 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Boulder City | NV | 12/2023 | 09/2025 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Boulder City | NV | 12/2023 | 09/2025 |
| Cetera Wealth Services, Llc | Boulder City | NV | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1)BUSINESS NETWORKING INCORPORATED - LAS VEGAS POSITION: President NATURE: BNI is a networking organization that meets weekly so that the members can exchange referrals with one another. There is only one person from each profession allowed in the group. For example, I am the only financial advisor in our group, there is also one commercial realtor, on commercial realtor, one chiropractor, one bookkeeper etc. My job as president of my group is to prepare power point slides and moderate weekly networking meetings for business professionals. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 6 START DATE: 10/01/2023 ADDRESS: 3462 Sioux Way, Las Vegas NV 89169, United States DESCRIPTION: My duty as the president of BNI is to moderate our weekly meetings to ensure that they end on time and that everyone in the room has an opportunity to speak. I populate various spreadsheets and slides to report on the referrals given in the group, and the participation of the members. 2)REDBEARD FINANCIAL POSITION: Owner NATURE: This is the DBA for my business through Avantax INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/19/2024 ADDRESS: 500 Avenue K, Boulder City NV 89005, United States DESCRIPTION: Meet with clients, review investment performance, manage client relationships, review and approve trades, financial planning, retirement planning. 3)NAME OF OTHER BUSINESS: ANGEL CHARITABLE CORPORATION INVESTMENT RELATED: NO ADDRESS: 203 SOUTH WATER STREET, HENDERSON NV 89015 NATURE OF BUSINESS: CHAIRITY START DATE: 4/15/2026 POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROCESS CONTRIBUTIONS, AND DISTRIBUTIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-16 |
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