Kathleen Anne Thompson

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 04/2025
  Voya Financial
  Windsor, CT
• 09/2014 → 04/2025
  Voya Financial Advisors
  Windsor, CT
• 01/2025 → 04/2025
  Voya Financial Partners, Llc
  Enfield, CT
• 04/2025 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 04/2025 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2018-05-11 → 2025-04-25
  Voya Financial Advisors, Inc.
  Windsor, CT
  Braintree, MA
  Ankeny, IA
  Enfield, CT

Exams

• S66 Uniform Combined State Law Examination
  2018-05-07
• S63 Uniform Securities Agent State Law Examination
  2013-10-10

Other Names

• Kate Thompson
• Kathleen Thompson
• Kathleen Anne Thompson