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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-17 |
| TX | RA | APPROVED | 2026-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wescom Financial Servies, Llc | Pasadena | CA | 02/2016 | 07/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irvine | CA | 07/2019 | 02/2021 |
| Bank Of America, N.A. | Irvine | CA | 07/2019 | 02/2021 |
| Alpha Cubed Investments, Llc | Irvine | CA | 01/2025 | 06/2025 |
| Spectrum Wealth Management, Llc | Irvine | CA | 02/2021 | 12/2024 |
| Alpha Cubed Investments, Llc | Costa Mesa | CA | 06/2025 | 01/2026 |
| Capfinancial Partners, Llc. (Captrust) | Raleigh | NC | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-14 |
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