Andrew Thomas Penke

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 05/2022
  Td Ameritrade
  Omaha, NE
• 12/2015 → 10/2016
  Applied Underwriters
  Omaha, NE
• 06/2022 → 10/2024
  Cetera Advisor Networks
  Omaha, NE
• 05/2022 → Present
  Carson Wealth
  Omaha, NE
• 05/2022 → Present
  Cwm, Llc
  Omaha, NE

Previous Registrations

• 2022-02-04 → 2022-06-15
  Charles Schwab & Co., Inc.
  Omaha, NE
• 2017-01-31 → 2022-06-15
  Td Ameritrade, Inc.
  Omaha, NE
• 2017-01-31 → 2022-06-15
  Td Ameritrade Investment Management, Llc
  Omaha, NE

Other Businesses

NAME OF OTHER BUSINESS: ANDREW PENKE NATURE OF BUSINESS: MUSIC ENTERTAINMENT START DATE: 04/2022 POSITION/TITLE/RELATIONSHIP: MUSICIAN APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PART OF A MUSICAL GROUP THAT PLAYS OCCASIONALLY AT A COFFEE SHOP ee house. NAME OF OTHER BUSINESS: Cornered NATURE OF BUSINESS: Streaming TV Series START DATE: 03/01/2026 POSITION/TITLE/RELATIONSHIP: Actor APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: Acting

Exams

• S66 Uniform Combined State Law Examination
  2017-01-27

Other Names

• Andy Penke