Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-03
LA RA APPROVED 2013-02-04
  • TX RA
    APPROVED_RES
    Since 2013-04-03
  • LA RA
    APPROVED
    Since 2013-02-04

Branch Locations

601 Poydras St, New Orleans, LA 70130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 09/2012 Present
Bank Of America, N.A. New Orleans LA 03/2013 Present
Other Businesses

I*850231For profit or not for profit: Entity For ProfitName of outside business organization: REL Property, LLCInvestment related: NAddress of business: New Orleans, Louisiana, 70122Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member","Owner"], Start date of relationship: 5/17/2022Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , The business will be for holding and/or managing real estate that I own. I will be an owner/director of the company, and manage all of its business affairs. I* 1674278 For profit or not for profit: Name of outside business organization: RELB MT Properties Investment related: no Address of business: New Orleans, LA Nature of business: Limited Liability Company Position, title, association: Officer,General Partner/Managing Member,Owner Start date of relationship: 01/19/2024 Number of hours devoted: 5 monthly Number of hours devoted during trading hours: 0 Duties: Purpose of the business is to hold and manage property that I expect to own in the state of Montana.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-25
  • S66 Uniform Combined State Law Examination
    2013-01-25
Other Names
  • Sheridan Wayne Tanner

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New Orleans, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor