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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-07-23 |
| TX | RA | APPROVED_RES | 2020-08-03 |
| NC | RA | APPROVED | 2019-10-18 |
Branch Locations
4350 Congress St Suite 400, Charlotte, NC 28209 • United States
Fort Mill, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons Llc | Charlotte | NC | 12/2008 | Present |
| Robert W. Baird & Co. Incorporated | Charlotte | NC | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-17 |
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