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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-07-23
TX RA APPROVED_RES 2020-08-03
NC RA APPROVED 2019-10-18
  • SC RA
    APPROVED
    Since 2025-07-23
  • TX RA
    APPROVED_RES
    Since 2020-08-03
  • NC RA
    APPROVED
    Since 2019-10-18

Branch Locations

4350 Congress St Suite 400, Charlotte, NC 28209 • United States

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons Llc Charlotte NC 12/2008 Present
Robert W. Baird & Co. Incorporated Charlotte NC 10/2019 Present
Previous Registrations
  • 2008-12-05 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Charlotte, NC
  • 2008-01-01 → 2008-12-15
    Charlotte, NC
  • 2004-04-09 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Charlotte, NC
    Charlotte, NC
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-08
S63 Uniform Securities Agent State Law Examination 2000-07-17
  • S66 Uniform Combined State Law Examination
    2004-04-08
  • S63 Uniform Securities Agent State Law Examination
    2000-07-17

View on SEC IAPD

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