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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-07
FL RA APPROVED 2021-10-07
  • TX RA
    APPROVED
    Since 2023-07-07
  • FL RA
    APPROVED
    Since 2021-10-07

Branch Locations

Bradenton, FL • United States

8120 Lakewood Main Street Suite 201, Lakewood Ranch, FL 34202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Naples FL 08/2016 02/2021
Truist Investment Services, Inc. Naples FL 02/2021 10/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 10/2021
Raymond James & Associates Lakewood Ranch FL 10/2021 Present
  • 08/2016 → 02/2021
    Bb&T Securities, Llc
    Naples, FL
  • 02/2021 → 10/2021
    Truist Investment Services, Inc.
    Naples, FL
  • 02/2021 → 10/2021
    Atlanta, GA
  • 10/2021 → Present
    Raymond James & Associates
    Lakewood Ranch, FL
Previous Registrations
  • 2021-02-17 → 2021-10-19
    Naples, FL
  • 2016-08-29 → 2021-02-17
    Bb&T Securities, Llc
    Naples, FL
    Richmond, VA
  • 2014-01-29 → 2016-08-09
    Bb&T Investment Services, Inc.
    Saint Petersburg, FL
    Charlotte, NC
    Seminole, FL
    Saint Petersburg, FL
    Saint Petersburg, FL
    Saint Petersburg, FL
    Tampa, FL
    Tampa, FL
    Saint Petersburg, FL
    Saint Petersburg, FL
    Tampa, FL
    Tampa, FL
  • 2013-02-27 → 2013-10-04
    Bala Cynwyd, PA
Other Businesses

(1) Name of Business: EAW Auto, LLC Address: 611 Riviera Dunes Way #308, Palmetto, FL, 34221, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/08/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing LLC assets (2) Name of Business: EAW Enterprises, LLC Address: 611 Riviera Dunes Way #308, Palmetto, FL, 34221, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/08/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing LLC assets (3) Name of Business: EAW Water, LLC Address: 611 Riviera Dunes Way #308, Palmetto, FL, 34221, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/08/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing LLC assets

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-20
S63 Uniform Securities Agent State Law Examination 2012-11-08
  • S65 Uniform Investment Adviser Law Examination
    2013-02-20
  • S63 Uniform Securities Agent State Law Examination
    2012-11-08
Designations
Other Names
  • Eric A. Williams

View on SEC IAPD

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