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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-07 |
| FL | RA | APPROVED | 2021-10-07 |
Branch Locations
8120 Lakewood Main Street Suite 201, Lakewood Ranch, FL 34202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Securities, Llc | Naples | FL | 08/2016 | 02/2021 |
| Truist Investment Services, Inc. | Naples | FL | 02/2021 | 10/2021 |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | 10/2021 |
| Raymond James & Associates | Lakewood Ranch | FL | 10/2021 | Present |
(1) Name of Business: EAW Auto, LLC Address: 611 Riviera Dunes Way #308, Palmetto, FL, 34221, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/08/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing LLC assets (2) Name of Business: EAW Enterprises, LLC Address: 611 Riviera Dunes Way #308, Palmetto, FL, 34221, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/08/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing LLC assets (3) Name of Business: EAW Water, LLC Address: 611 Riviera Dunes Way #308, Palmetto, FL, 34221, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/08/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing LLC assets
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-08 |
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