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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-12-19 |
| NC | RA | APPROVED | 2017-09-20 |
| PA | RA | APPROVED | 2015-10-29 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
301 S Tryon St 1St Fl, Charlotte, NC 28282 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Radnor | PA | 10/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Radnor | PA | 11/2016 | Present |
TBD RENTAL PROPERTY MANAGEMENT LLC; INV RELATED; CHARLOTTE, NC; 100% OWNERSHIP WITH SPOUSE; START DATE 7/1/2024; 10 HOURS PER MONTH; 0 DURING TRADING; RENTAL PROPERTIES. RENTAL PROPERTY; INV RELATED; PHILADELPHIA, PA; 100% OWNERSHIP WITH SPOUSE; START DATE 10/1/2024; 1 HOUR PER MONTH; 0 DURING TRADING; OWNER OF RENTAL PROPERTY. RENTAL PROPERTY; INV RELATED; BLACK MOUNTAIN, NC; 100% OWNERSHIP WITH SPOUSE; START DATE 5/1/2022; 1 HOUR PER MONTH; 0 DURING TRADING; OWNER OF RENTAL PROPERTY. RENTAL PROPERTY; INV RELATED; MOORESVILLE, NC; 100% OWNERSHIP WITH SPOUSE; START DATE 1/30/2023; 1 HOUR PER MONTH; 0 DURING TRADING; OWNER OF RENTAL PROPERTY. RENTAL PROPERTY; INV RELATED; CHARLOTTE, NC; 100% OWNERSHIP WITH SPOUSE; START DATE 10/1/2023; 1 HOUR PER MONTH; 0 DURING TRADING; OWNER OF RENTAL PROPERTY. RENTAL PROPERTY; INV RELATED; BLACK MOUNTAIN, NC; 100% OWNERSHIP WITH SPOUSE; START DATE 11/1/2022; 1 HOUR PER MONTH; 0 DURING TRADING; OWNER OF RENTAL PROPERTY. RENTAL PROPERTY; INV RELATED; SALISBURY, NC; 100% OWNERSHIP WITH SPOUSE; START DATE 5/1/2023; 1 HOUR PER MONTH; 0 DURING TRADING; OWNER OF RENTAL PROPERTY. RENTAL PROPERTY; INV RELATED; LANCASTER, SC; 100% OWNERSHIP WITH SPOUSE; START DATE 10/15/2024; 1 HOUR PER MONTH; 0 DURING TRADING; OWNER OF RENTAL PROPERTY. | RENTAL PROPERTY; INV RELATED; MOORESVILLE, NC; 100% OWNER; 02/2025; 1 HOUR PER MONTH; NO HOURS DURING TRADING; OWNER OF RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-28 |
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