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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-08 |
| CA | RA | APPROVED | 2026-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan | San Francisco | CA | 09/2012 | 07/2021 |
| Jp Morgan Securities Llc | San Francisco | CA | 10/2012 | 08/2019 |
| Jp Morgan Securites Llc | San Francisco | CA | 08/2019 | 07/2021 |
| J.P. Morgan Securities Llc | San Francisco | CA | 07/2021 | 11/2023 |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 11/2023 | Present |
| J.P. Morgan Securities Llc | San Francisco | CA | 11/2023 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/1/2018 ADDRESS: 1159 VALLEJO, CA. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-14 |
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