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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-08 |
Branch Locations
600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | The Woodlands | TX | 09/2012 | 05/2017 |
| Bank Of America, N.A. | The Woodlands | TX | 05/2013 | 05/2017 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 05/2017 | 12/2021 |
| J.P. Morgan Securities Llc | Houston | TX | 05/2017 | 12/2021 |
| Citigroup Global Markets Inc. | New York | NY | 01/2022 | 03/2025 |
| Morgan Stanley | Houston | TX | 04/2025 | 07/2025 |
| J.P. Morgan Securities Llc | Houston | TX | 07/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-29 |
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