Best Investors
Account
Sign in
Mariner Independent CRD 305418
$7.34B regulatory AUM 47 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kls Professional Advisors Group, Llc | Los Angeles | CA | 10/2013 | 04/2019 |
| Adviceperiod, Llc | Los Angeles | CA | 04/2019 | 03/2022 |
| Rgh Wealth Advisors, Llc | Los Angeles | CA | 03/2022 | Present |
| Mariner Platform Solutions | Los Angeles | CA | 03/2022 | Present |
1) RGH WEALTH ADVISORS, LLC; LOS ANGELES, CA; MANAGING DIRECTOR; OFFERING INVESTMENT ADVISORY SERVICES THROUGH MARINER PLATFORM SOLUTIONS; START DATE 03/2022; 160 HRS/MONTH AND DURING SECURITIES TRADING HOURS. 2) Spastic Children's Endowment Foundation; Investment-related; Dana Point, CA; Endowment Fund; Member of Board of Directors; Start Date: 01/15/2020; 1 hr/mo, 0 hrs during securities trading; On the Board of an Endowment Fund that oversees investments.
Reach out to this advisor