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Richard George Hansen

Mariner Independent

Calabasas, CA

CRD 6121994

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Employer firm

Mariner Independent CRD 305418

$7.34B regulatory AUM 47 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner Independent

5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-01
  • CA RA
    APPROVED
    Since 2022-03-01

Branch Locations

Calabasas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kls Professional Advisors Group, Llc Los Angeles CA 10/2013 04/2019
Adviceperiod, Llc Los Angeles CA 04/2019 03/2022
Rgh Wealth Advisors, Llc Los Angeles CA 03/2022 Present
Mariner Platform Solutions Los Angeles CA 03/2022 Present
  • 10/2013 → 04/2019
    Kls Professional Advisors Group, Llc
    Los Angeles, CA
  • 04/2019 → 03/2022
    Adviceperiod, Llc
    Los Angeles, CA
  • 03/2022 → Present
    Rgh Wealth Advisors, Llc
    Los Angeles, CA
  • 03/2022 → Present
    Mariner Platform Solutions
    Los Angeles, CA
Previous Registrations
  • 2019-05-08 → 2022-03-30
    Adviceperiod, Llc
    Los Angeles, CA
  • 2013-12-11 → 2019-05-22
    Kls Professional Advisors Group, Llc
    Los Angeles, CA
    New York, NY
Other Businesses

1) RGH WEALTH ADVISORS, LLC; LOS ANGELES, CA; MANAGING DIRECTOR; OFFERING INVESTMENT ADVISORY SERVICES THROUGH MARINER PLATFORM SOLUTIONS; START DATE 03/2022; 160 HRS/MONTH AND DURING SECURITIES TRADING HOURS. 2) Spastic Children's Endowment Foundation; Investment-related; Dana Point, CA; Endowment Fund; Member of Board of Directors; Start Date: 01/15/2020; 1 hr/mo, 0 hrs during securities trading; On the Board of an Endowment Fund that oversees investments.

Designations
  • Certified Financial Planner
  • Chartered Financial Analyst

View on SEC IAPD

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