Inactive

Daniel Louis Brooks

Brooks Financial Advisory Group,Inc.

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Current Employers

Brooks Financial Advisory Group,Inc.

Lake Worth, FL • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2020-09-04
FL	RA	APPROVED	2004-04-19

NC RA
APPROVED

Since 2020-09-04
FL RA
APPROVED

Since 2004-04-19

Branch Locations

Lake Worth, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brooks Financial Advisory Group, Inc. (Formerly Sherr Investment	Lake Worth	FL	04/2000	Present
Brooks Financial Advisory Group, Inc.	Lake Worth	FL	04/2017	Present

04/2000 → Present

Brooks Financial Advisory Group, Inc. (Formerly Sherr Investment

Lake Worth, FL
04/2017 → Present

Brooks Financial Advisory Group, Inc.

Lake Worth, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-03-29
S63	Uniform Securities Agent State Law Examination	2000-07-26

S65 Uniform Investment Adviser Law Examination

2004-03-29
S63 Uniform Securities Agent State Law Examination

2000-07-26

View on SEC IAPD

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