Michael John Bufalini

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 11/2016
  Invest Financial Corp.
  Tampa, FL
• 10/2013 → 11/2016
  Community Investment Services, Inc.
  Black River, NY
• 12/2016 → 09/2020
  Oppenheimerfunds Distributor, Inc.
  New York, NY
• 05/2019 → 09/2020
  Invesco Distributors, Inc.
  Houston, TX
• 09/2020 → 08/2026
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2020 → 08/2026
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 08/2026 → Present
  Lpl Financial
  New York, NY

Previous Registrations

• 2021-08-31 → 2026-08-28
  Cambridge Investment Research Advisors, Inc.
  New York, NY
  Lynbrook, NY
  New York, NY
  New York, NY
• 2014-08-29 → 2016-11-21
  Invest Financial Corporation
  Watertown, NY
  Black River, NY
  West Carthage, NY
  Watertown, NY
  Black River, NY
  Alexandria Bay, NY

Other Businesses

1. 08/2026 - Michael Bufalini, Financial Advisor - Non-Variable Insurance - Inv Related – 4 Hour(s)/Month – 4 Hour(s) During Trading – New York, NY, 10021 – OBA Start Date: 06/01/2024

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-08-26
• S63 Uniform Securities Agent State Law Examination
  2013-12-27

Designations

• Certified Financial Planner

Other Names

• Michael Bufalini
• Michael John Bufalini
• Michael J Bufalini
• Mike Bufalini