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Current Employers
Bolton Securities Corporation

579 Main Street, Bolton, MA 01740 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-10-11
  • MA RA
    APPROVED
    Since 2017-10-11

Branch Locations

579 Main Street, Bolton, MA 01740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 10/2012 06/2017
Bolton Global Capital Bolton MA 07/2017 Present
Bolton Securities Corp Bolton MA 07/2017 Present
  • 10/2012 → 06/2017
    Waltham, MA
  • 07/2017 → Present
    Bolton Global Capital
    Bolton, MA
  • 07/2017 → Present
    Bolton Securities Corp
    Bolton, MA
Previous Registrations
Other Businesses

1) Fixed insurance licensed. Conducted from Branch location and not investment related. Activity began on 2/19/2020. Less than one hour spent a month during trading hours on activity. 2) Notary public. Conducted from Branch location and not investment related. Activity began on 7/13/2022. Less than one hour spent a month during trading hours on activity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-14
  • S66 Uniform Combined State Law Examination
    2015-04-14

View on SEC IAPD

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