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David Amiel Shalom

Charles Schwab & Co., Inc.

Westlake, TX

Fort Collins, CO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-07
  • CO RA
    APPROVED
    Since 2026-07-07

Branch Locations

3000 Schwab Way, Westlake, TX 76262-8104 • UNITED STATES

Fort Collins, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pershing Llc Jersey City NJ 09/2012 02/2022
Unemployed Fort Collins CO 03/2025 05/2026
Pershing Llc Jersey City NJ 02/2022 03/2025
Charles Schwab & Co., Inc. Fort Collins CO 05/2026 Present
Charles Schwab Bank, Ssb Fort Collins CO 05/2026 Present
  • 09/2012 → 02/2022
    Pershing Llc
    Jersey City, NJ
  • 03/2025 → 05/2026
    Unemployed
    Fort Collins, CO
  • 02/2022 → 03/2025
    Pershing Llc
    Jersey City, NJ
  • 05/2026 → Present
    Charles Schwab & Co., Inc.
    Fort Collins , CO
  • 05/2026 → Present
    Charles Schwab Bank, Ssb
    Fort Collins, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-06
S63 Uniform Securities Agent State Law Examination 2013-03-05
  • S65 Uniform Investment Adviser Law Examination
    2026-07-06
  • S63 Uniform Securities Agent State Law Examination
    2013-03-05
Other Names
  • David Ariel Shalom

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
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