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Berone Capital LLC CRD 316412
$4.09M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Acworth, GA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-11-22 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Coral Gables | FL | 04/2016 | 11/2016 |
| Mml Investors Services, Llc | Coral Gables | FL | 04/2016 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lauderdale | FL | 11/2016 | 07/2018 |
| Bank Of America, N.A. | Fort Lauderdale | FL | 02/2017 | 07/2018 |
| Centaurus Financial Inc. | Anaheim | CA | 01/2019 | 03/2020 |
| Unemployed | Austell | GA | 08/2018 | 12/2018 |
| Alexander Capital, L.P. | New York | NY | 04/2020 | 07/2021 |
| Berone Capital Llc | Marietta | GA | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-18 |
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