Daniel Joseph Rooker

Current Employers

Employment History

• 05/2017 → 01/2018
  Clune & Associates
  Chicago, IL
• 03/2018 → 09/2020
  Private Vista, Llc
  Chicago, IL
• 04/2016 → 04/2017
  The Next Level Planning Group
  Chicago, IL
• 10/2020 → 02/2021
  Hightower Advisors, Llc
  Chicago, IL
• 02/2021 → 05/2023
  Rook Financial Llc
  Chicago, IL
• 02/2021 → 03/2025
  Rooker Consulting Services Llc
  Chicago, IL
• 04/2023 → 03/2025
  Slp Wealth
  Chicago, IL
• 03/2025 → Present
  Rook Financial Llc
  Chicago, IL

Previous Registrations

• 2023-05-10 → 2025-03-04
  Slp Wealth
  Durham, NC
  Chicago, IL
• 2021-04-16 → 2023-07-06
  Rook Financial Llc
  Chicago, IL
• 2020-10-06 → 2021-03-16
  Hightower Advisors, Llc
  Chicago, IL
  Chicago, IL
• 2018-03-20 → 2020-11-04
  Private Vista, Llc
  Oak Brook, IL
• 2017-05-30 → 2018-01-11
  Factor Wealth Management
  Chicago, IL
• 2016-04-19 → 2017-06-05
  Osaic Fa, Inc.
  Chicago, IL
• 2013-10-15 → 2016-03-30
  Stratos Wealth Partners, Ltd
  Beachwood, OH

Other Businesses

Name: Tennis Corporation of America. Investment-related: No. Address: 3611 N Kedzie Ave, Chicago, IL 60618. Nature: Health & Fitness Gym. Position: Coach. Start date: 02/01/2020. Approximate hours per month: 4. Approximate hours per month during securities trading hours: 0. Duties: Coach swim classes.

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-04-18
• S66 Uniform Combined State Law Examination
  2013-10-14

Designations

Other Names

• Dan Rooker