Lisa Rajnikant Mandalaywala

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → Present
  Wells Fargo Clearing Services, Llc
  Linwood, NJ

Other Businesses

NOTARY PUBLIC, NOT INVT RELATED, EGG HARBOR TWP, NJ, NOTARY, START 2/1/2021, 40 HRS PER MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS. TBD, LLC, NOT INVT RELATED, EGG HARBOR TWP, NJ, 100% OWNERSHIP, START 2/1/2021, 40 HRS PER MONTH, 0 HRS DURING TRADING, FOR NOTARY SERVICES. STAR TEAM AGENCY, NOT INV RELATED, SANTA FE, NM, REMOTE CUSTOMER SERVICE, START 12/6/2021, 16 HOURS PER MONTH, ZERO HOURS DURING TRADING, REMOTE CUSTOMER SERVICE. WEGOLOOK; NOT INV. RELATED; 100% OWNERSHIP; START DATE 09/30/2022; NUMBER OF HOURS PER MONTH 3; NUMBER OF HOURS DURING TRADING 0; NOTARY SERVICE, INSPECTION, AND INFORMATION GATHERING.

Exams

• S66 Uniform Combined State Law Examination
  2026-05-18
• S63 Uniform Securities Agent State Law Examination
  2013-05-18

Other Names

• Lisa Mandalaywala