Pragati Dia Adlakha

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 12/2020
  Wells Fargo Bank Na
  Katy, TX
• 09/2012 → 12/2020
  Wells Fargo Clearing Services, Llc
  Katy, TX
• 01/2021 → Present
  J.P. Morgan Chase Bank, N.A.
  Houston, TX
• 01/2021 → Present
  J.P. Morgan Securities, Llc
  Houston, TX

Previous Registrations

• 2013-04-04 → 2021-01-21
  Wells Fargo Clearing Services, Llc
  Katy, TX
  Houston, TX
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-04-03
• S63 Uniform Securities Agent State Law Examination
  2012-12-20

Other Names

• Pragati Nagrath
• Pragati Adlakha
• Dia Adlakha