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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-20
PA RA APPROVED 2026-05-15
  • TX RA
    APPROVED
    Since 2026-05-20
  • PA RA
    APPROVED
    Since 2026-05-15

Branch Locations

100 N 18Th St 21St Fl [Vf-Rbo], Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Private Bank Radnor PA 03/2016 Present
  • 03/2016 → Present
    Wells Fargo Private Bank
    Radnor, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-15
S63 Uniform Securities Agent State Law Examination 2012-11-14
  • S66 Uniform Combined State Law Examination
    2026-05-15
  • S63 Uniform Securities Agent State Law Examination
    2012-11-14

View on SEC IAPD

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