Elisabeth Christina Anne Herold - Rogers

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → Present
  Rbc Capital Markets, Llc
  Washington, DC

Other Businesses

(1) NAME OF ENTITY: 1847 Wilson Blvd. Apt. 358 ADDRESS: 6808 Arlington Blvd Falls Church Virginia 22042 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Dec 01, 2019 CAPACITY: Other DUTIES: Primary residence turned into rental, privately owned. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S66 Uniform Combined State Law Examination
  2026-02-09

Other Names

• Elisabeth Christina Herold
• Elisabeth Christina Anne Herold